AML/CFT COMPLIANCE
AML/CFT: a framework ready for inspection.
Lawyers, chartered accountants and notaries are subject to anti-money laundering and counter-terrorist financing obligations (French Monetary and Financial Code, Articles L. 561-1 et seq.). Your professional body checks that the framework actually works: we organise it with you, with the evidence to back it up.
WHAT AN INSPECTION CHECKS
Compliance is proven on paper.
In an inspection, what counts is not intention but evidence: written procedures, a risk map, complete client files, dated training records.
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Risk classification
A risk map specific to the firm: clients, activities, countries, channels. It sets the level of due diligence for each matter.
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Customer due diligence
Identifying the client and the beneficial owner, the purpose of the relationship, enhanced due diligence where the risk requires it, records kept for five years.
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Procedures and training
Written internal procedures, internal control, a suspicious activity reporting channel and regular, dated staff training.
WHAT WE PUT IN PLACE
A complete, documented framework.
THE DOCUMENTS
The framework
— The firm's risk map
— Internal procedures and client classification
— Ready-to-use customer due diligence file
— Register and matter tracking table
— Asset freeze screening
THREE WAYS TO WORK
At your own pace, or with us.
THE STARTING POINT
The assessment
45 minutes to review your documents, measure the gaps and set priorities.
Free, with no commitment
WITH OUR SUPPORT
Implementation
We adapt the documents to your firm, complete them with you and train your teams.
Fixed fee on quotation
Tao Sense provides tools, templates and an organisational method. Legal choices specific to your firm remain your responsibility, or that of your adviser.